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Charles J Freeman

Morgan Stanley

Boca Raton, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-30
FL RA APPROVED 2020-10-28
CT RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-10-30
  • FL RA
    APPROVED
    Since 2020-10-28
  • CT RA
    APPROVED
    Since 2009-06-01

Branch Locations

4855 Technology Way Suite 600, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Boca Raton FL 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Boca Raton, FL
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Purchase, NY
    New York, NY
  • 2006-07-19 → 2007-04-02
    Morgan Stanley Dw Inc.
    Purchase, NY
  • 2005-04-14 → 2006-07-13
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Providence, RI
    Stamford, CT
    Stamford, CT
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-13
  • S66 Uniform Combined State Law Examination
    2005-04-13

View on SEC IAPD

Other Firms

SUN CAPITAL ADVISORS, L.P.
AMERIPRISE FINANCIAL SERVICES, LLC
HIGHTOWER ADVISORS, LLC
ISAM FUNDS (USA) LLC
J.P. MORGAN SECURITIES LLC
FOCUS PARTNERS WEALTH, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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