Joseph Francis Schmitz, Jr.

Employer firm

Peak Retirement Planning, Inc. CRD 317592

$631M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 08/2018
  Student At Mvnu
  Mount Vernon, OH
• 01/2007 → 05/2018
  Unemployed
  Carroll, OH
• 05/2018 → 09/2018
  First Command
  Fort Worth, TX
• 09/2018 → 11/2020
  First Command Financial Planning, Inc.
  Fort Worth, TX
• 09/2018 → 11/2020
  First Command Advisory Services, Inc.
  Fort Worth, TX
• 09/2018 → 11/2020
  First Command Insurance Services, Inc.
  Fort Worth, TX
• 11/2020 → 11/2021
  Parkland Securities, Llc.
  Ann Arbor, MI
• 11/2020 → 11/2021
  Spc
  Ann Arbor, MI
• 11/2021 → Present
  Peak Retirement Planning
  Columbus, OH

Previous Registrations

• 2020-11-03 → 2021-11-23
  Spc
  Ann Arbor, MI
  Columbus, OH
• 2018-09-17 → 2020-11-04
  First Command Advisory Services
  Columbus, OH
  Fort Worth, TX
  Gahanna, OH

Other Businesses

INSURANCE SALES; INVESTMENT-RELATED; OHIO; INSURANCE AGENT; 2021; APPROXIMATELY 30 HRS/MO DURING TRADING HOURS; SELL VARIOUS INSURANCE PRODUCTS.

Exams

• S66 Uniform Combined State Law Examination
  2018-09-05

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Joe Schmitz
• Joey Schmitz
• Joseph Francis Schmitz