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Joseph Francis Schmitz, Jr.

Peak Retirement Planning, Inc.

Columbus, OH

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Current Employers
Peak Retirement Planning, Inc.

3600 Olentangy River Road Building 501, Columbus, OH 43214 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-02
LA RA APPROVED 2023-06-26
OH RA APPROVED 2021-11-24
  • TX RA
    APPROVED
    Since 2025-04-02
  • LA RA
    APPROVED
    Since 2023-06-26
  • OH RA
    APPROVED
    Since 2021-11-24

Branch Locations

3600 Olentangy River Road Building 501, Columbus, OH 43214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student At Mvnu Mount Vernon OH 08/2014 08/2018
Unemployed Carroll OH 01/2007 05/2018
First Command Fort Worth TX 05/2018 09/2018
First Command Financial Planning, Inc. Fort Worth TX 09/2018 11/2020
First Command Advisory Services, Inc. Fort Worth TX 09/2018 11/2020
First Command Insurance Services, Inc. Fort Worth TX 09/2018 11/2020
Parkland Securities, Llc. Ann Arbor MI 11/2020 11/2021
Spc Ann Arbor MI 11/2020 11/2021
Peak Retirement Planning Columbus OH 11/2021 Present
  • 08/2014 → 08/2018
    Student At Mvnu
    Mount Vernon, OH
  • 01/2007 → 05/2018
    Unemployed
    Carroll, OH
  • 05/2018 → 09/2018
    First Command
    Fort Worth, TX
  • 09/2018 → 11/2020
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 09/2018 → 11/2020
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 09/2018 → 11/2020
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 11/2020 → 11/2021
    Parkland Securities, Llc.
    Ann Arbor, MI
  • 11/2020 → 11/2021
    Spc
    Ann Arbor, MI
  • 11/2021 → Present
    Peak Retirement Planning
    Columbus, OH
Previous Registrations
Other Businesses

INSURANCE SALES; INVESTMENT-RELATED; OHIO; INSURANCE AGENT; 2021; APPROXIMATELY 30 HRS/MO DURING TRADING HOURS; SELL VARIOUS INSURANCE PRODUCTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-05
  • S66 Uniform Combined State Law Examination
    2018-09-05
Designations
Other Names
  • Joe Schmitz
  • Joey Schmitz
  • Joseph Francis Schmitz

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDELMAN FINANCIAL ENGINES
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES
SIGNATURE EQUITY PARTNERS, LLC
STRATEGIC ADVISERS LLC
PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

CARL DAVID WEISE
BEVERLY ANN RESSLER
DANIELLE BALL
HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

More in Columbus, OH

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