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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-17
IN RA APPROVED 2026-02-16
  • FL RA
    APPROVED
    Since 2026-03-17
  • IN RA
    APPROVED
    Since 2026-02-16

Branch Locations

2050 South Patrick Dr Ste B, Indian Harbour Beach, FL 32937-4431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Melbourne FL 05/2016 03/2020
Ameriprise Financial Services, Llc Melbourne FL 03/2020 01/2026
Ameriprise Financial Services, Llc Fort Wayne IN 01/2026 Present
Previous Registrations
Other Businesses

Outside Employment; AR Group LLC; AFA; Manage advisory business; 5750 Coventry Ln, , Fort Wayne, IN, 46804; Investment-Related; 02/04/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-10
  • S66 Uniform Combined State Law Examination
    2022-12-10
Other Names
  • Katie Carson
  • Kathleen Michelle Mcinerney
  • Kathleen Michelle Carson
  • Kathleen M Carson
  • Kathleen Carson
  • Katie M Carson

View on SEC IAPD

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