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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-01
  • NY RA
    APPROVED
    Since 2026-06-01

Branch Locations

299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Llc New York NY 07/2018 10/2022
Cornell University Ithaca NY 08/2014 05/2018
Morgan Stanley & Co. Llc New York City NY 06/2017 08/2017
Blackrock New York NY 10/2022 05/2025
Blackrock Investments, Llc New York NY 05/2023 05/2025
Ubs Financial Services Inc. New York NY 08/2025 Present
  • 07/2018 → 10/2022
    Morgan Stanley & Co., Llc
    New York, NY
  • 08/2014 → 05/2018
    Cornell University
    Ithaca, NY
  • 06/2017 → 08/2017
    Morgan Stanley & Co. Llc
    New York City, NY
  • 10/2022 → 05/2025
    Blackrock
    New York, NY
  • 05/2023 → 05/2025
    Blackrock Investments, Llc
    New York, NY
  • 08/2025 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-01
S63 Uniform Securities Agent State Law Examination 2018-08-20
  • S66 Uniform Combined State Law Examination
    2026-06-01
  • S63 Uniform Securities Agent State Law Examination
    2018-08-20
Other Names
  • Madison Jade Rosegarten
  • Madison Rosegarten

View on SEC IAPD

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