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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Chino Hills | CA | 11/2025 | Present |
| J.P. Morgan Securities Llc | Chino Hills | CA | 11/2025 | Present |
| Massachusetts Mutual Life Insurance Co. | Newport Beach | CA | 05/2025 | 11/2025 |
| Mml Investors Services, Llc | Newport Beach | CA | 12/2024 | 11/2025 |
| World Financial Group | Anaheim | CA | 01/2016 | 11/2024 |
| Six Sigma Leadership Corp. | Chino | CA | 01/2017 | 01/2023 |
| Transamerica Financial Advisors, Llc | Irvine | CA | 04/2016 | 12/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-06 |
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