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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2020-10-12
TX RA APPROVED 2020-08-12
WI RA APPROVED 2020-02-17
  • OK RA
    APPROVED
    Since 2020-10-12
  • TX RA
    APPROVED
    Since 2020-08-12
  • WI RA
    APPROVED
    Since 2020-02-17

Branch Locations

2901 E Enterprise Ave, Appleton, WI 54913 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2016 12/2016
Northwestern Mutual Investment Services Llc Milwaukee WI 05/2016 12/2016
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2017 12/2019
Advocare West Allis WI 11/2012 12/2019
Thrivent Investment Management Inc Appleton WI 12/2019 Present
Thrivent Financial Appleton WI 12/2019 04/2020
Thrivent Financial Appleton WI 04/2020 Present
  • 05/2016 → 12/2016
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2016 → 12/2016
    Northwestern Mutual Investment Services Llc
    Milwaukee, WI
  • 01/2017 → 12/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2012 → 12/2019
    Advocare
    West Allis, WI
  • 12/2019 → Present
    Appleton, WI
  • 12/2019 → 04/2020
    Thrivent Financial
    Appleton, WI
  • 04/2020 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

ADVOCARE POSITION: Distributor NATURE: Sell nutritional supplements through online platform. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/11/2012 ADDRESS: 2009 W Kohl Dr, Appleton WI 54913, United States DESCRIPTION: Help people with nutritional goals with nutrition supplements. RENTAL PROPERTY POSITION: Owner NATURE: Digital Real Estate. I am looking to partner with a company, Champion E-Comm, to purchase digital real estate. I would purchase the digital real estate and then a company would rent the URL from me. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2022 ADDRESS: 2009 W Kohl Drive, Appleton WI 54913, United States DESCRIPTION: All I would be doing would be investing the money to purchase the digital real estate. 100% of the work after that is taken care of by Champion E-Comm. So essentially no time required on my end.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-14
S63 Uniform Securities Agent State Law Examination 2016-10-24
  • S66 Uniform Combined State Law Examination
    2020-02-14
  • S63 Uniform Securities Agent State Law Examination
    2016-10-24
Other Names
  • Billy Peter Weber
  • William Peter Weber

View on SEC IAPD

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