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Current Employers
Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-09-14
  • MI RA
    APPROVED
    Since 2019-09-14

Branch Locations

5088 S. Old Us Hwy 23, Brighton, MI 48114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bradford Financial Advisors Brighton MI 06/2015 10/2018
Voya Financial Advisors, Inc. Brighton MI 03/2017 10/2018
Founders Financial Securities Llc Towson MD 10/2018 Present
  • 06/2015 → 10/2018
    Bradford Financial Advisors
    Brighton, MI
  • 03/2017 → 10/2018
    Voya Financial Advisors, Inc.
    Brighton, MI
  • 10/2018 → Present
    Towson, MD
Other Businesses

1) 7 Pillars Wealth Management LLC; DBA; Investment Related; 5088 S. Old US Hwy 23, Brighton, MI 48114; Agent- Health, Medicare, Life, Disability, & Long Term Care Insurance To Clients; 160 Hrs Per Month during security trading hours; Provide Recommendations And Implement Insurance Solutions To Meet The Needs Of Clients Through Various Insurance Companies. 2) Brighton Area Schools, Non-Investment related, 125 South Church St. Brighton MI 48116, School, Substitute teacher started 9/6/2022, 20 hours/month, 20 hours/month outside of securities trading hours. Substitute teach for different subjects Grades K-12. 3) St. Patrick School, Non-Investment related, 100 Charles H. Orndorff Dr.. Brighton MI 48116, School, Substitute teacher started 9/6/2022, 20 hours/month, 20 hours/month outside of securities trading hours. Substitute teach for different subjects Grades K-12. 4) Amazon; Non-Investment related;1024 W Main St. Brighton, MI 48116; Start Date: 05/16/23; Amazon Affiliate; 4 hrs. per month; 2 hrs. during trading; Try Amazon products, provide reviews to consumers 5) Focus Group Affiliates; Non-Investment Related; 1024 W Main St. Brighton, MI 48116; Start Date: 05/16/23; Focus Group participant and Interviewer; 4 hrs. per month; 2 hrs. during trading; Focus group participate, provide feedback and insight on products. 6) Gentle Strength Spiritual Counseling; Brighton MI; Spiritual Counselor; Meeting with people who need spiritual direction; 4 hours/mo; 4 hours during trading. 7) Dominican Sisters of Mary, Mother of the Eucharist; Ann Arbor, MI; Start 6/2026; Major Gift Officer; Meet with donors for organization; 40 hours per month; 30 hours during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-14
S66 Uniform Combined State Law Examination 2019-04-04
S63 Uniform Securities Agent State Law Examination 2017-04-13
  • S65 Uniform Investment Adviser Law Examination
    2019-09-14
  • S66 Uniform Combined State Law Examination
    2019-04-04
  • S63 Uniform Securities Agent State Law Examination
    2017-04-13
Other Names
  • Lisa Marlene Drouillard
  • Lisa Spitler

View on SEC IAPD

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