Robert Alan Lind

Current Employers

Employment History

• 12/2004 → Present
  Guardian Life Insurance Co Of America
  Jamestown, NY
• 06/2005 → Present
  Park Avenue Securities
  Jamestown, NY
• 06/1990 → 07/2017
  Usafr
  Niagara Falls, NY
• 01/2017 → 06/2024
  Securities America, Inc.
  Jamestown, NY
• 01/2017 → 06/2024
  Securities America Advisors
  Jamestown, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jamestown, NY

Previous Registrations

• 2017-05-23 → 2024-06-14
  Securities America Advisors, Inc.
  Jamestown, NY
  Jamestown, NY

Other Businesses

1. ALLIED ALARM SERVICES SALES NATURE: PART TIME SALES WITH A LOCAL ALARM SYSTEM COMPANY. NO SOLICITATION ONLY FOLLOWING UP ON LEADS CALLED INTO THE LOCAL OFFICE - INVESTMENT RELATED: NO - START DATE: 3/1/2013 - ADDRESS: 2020 ALLEN ST EXT, JAMESTOWN NY 14733 - DESCRIPTION: FOLLOW UP ON RESIDENTIAL INQUIRES FOR ALARM SYSTEMS. TYPICALLY THEN QUOTING AN INSTALLATION COST. 2. RENTAL-OWNER/LANDLORD NATURE: RENTAL PROPERTY - INVESTMENT RELATED: YES START DATE: 10/01/1997 - ADDRESS: 307 SUMMIT AVE JAMESTOWN, NY 14701 3. FREWSBURG AMERICAN LEGION POST 556 POSITION: Board Member NATURE: Board member for Frewsburg American Legion post 556 INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: 9 Meadow Lane, Frewsburg NY 14738 DESCRIPTION: Regular board member for veterans club. Meeting's twice a month to handle Legion business. 4. FALCON FINANCIAL ADVISORS POSITION: Advisor NATURE: Falcon Financial Advisors is a DBA for Investment related business: - Start Date 04/2023 Address 120 W. 3rd St Suite 117 Jamestown, NY 14701 INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 04/01/2023 ADDRESS: 120 W. 3rd St, Jamestown NY 14701, United States DESCRIPTION: Falcon Financial Advisor is the DBA for Investment Related Business Start Date 4/2023 at 120 W 3rd St. Jamestown, NY 14701 5. MEDICARE PRODUCTS AND INSURANCE SALES POSITION: agent NATURE: Sale of Medicare Insurance Products and other Life Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 12/01/2004 ADDRESS: 120 W. 3rd Street, Suite 117, Jamestown NY 14701 DESCRIPTION: Sale of Medicare Advantage, PDP and Medicare Supplements. I am also still listed as a broker for Guardian Life to be able to collect renewals on past sales. 6. DBA - Falcon Financial Advisors 7. FREWSBURG AMERICAN LEGION POST 556 POSITION: Board President NATURE: Board President for Frewsburg American Legion post 556 INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/23/2025 ADDRESS: 9 Meadow Lane, Frewsburg NY 14738, United States DESCRIPTION: Board President for veterans club. Meeting's twice a month to handle Legion business. Various other contact with members and staff throughout the month mostly after business hours. I will have check writing ability on one account that requires dual signature. The other account that only requires one signature I do not have check writing.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-05-02
• S63 Uniform Securities Agent State Law Examination
  2005-06-16