Best Investors Account Sign in
Inactive

Nicholas Faison Safrit

Westhill Financial Advisors, Inc.

San Rafael, CA

Claim This Profile
Current Employers
Westhill Financial Advisors, Inc.

999 Fifth Ave., Suite 300, San Rafael, CA 94901 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-03-26
  • CA RA
    APPROVED
    Since 2020-03-26

Branch Locations

999 Fifth Ave., Suite 300, San Rafael, CA 94901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Larkspur CA 09/2014 03/2020
Fidelity Personal And Workplace Advisors Boston MA 07/2018 03/2020
Westhill Financial Advisors, Inc. San Rafael CA 03/2020 Present
  • 09/2014 → 03/2020
    Fidelity Brokerage Services Llc
    Larkspur, CA
  • 07/2018 → 03/2020
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2020 → Present
    Westhill Financial Advisors, Inc.
    San Rafael, CA
Previous Registrations
  • 2018-07-13 → 2020-03-12
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2014-09-16 → 2018-07-13
    Strategic Advisers Llc
    Larkspur, CA
  • 2010-06-21 → 2014-09-08
    Fintrust Investment Advisory Services, Llc
    Greenville, SC
  • 2005-05-18 → 2010-06-28
    Charles Schwab & Co., Inc.
    Mt. Pleasant, SC
    Corte Madera, CA
    San Francisco, CA
    Corte Madera, CA
  • 2005-03-08 → 2005-04-12
    Osaic Fa, Inc.
    Chevy Chase, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-21
  • S66 Uniform Combined State Law Examination
    2005-01-21
Designations
Other Names
  • Nico Safrit

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
HCM WEALTH
O'DONNELL FINANCIAL SERVICES, LLC
MADRONE INVESTMENT ADVISORY, LLC
FIDUCIARY FINANCIAL GROUP, LLC
MORGAN STANLEY
INDEPENDENT FINANCIAL GROUP, LLC
EDWARD JONES

Other Investors

MATTHEW AARON HODUS
KENNETH LAURANZANO
Michael J Heckmann
Alexander Joel Heckmann
Peter Albert Goudy
CATHERINE B CHOI
COLIN Edward Austin WELLS
JEFFREY JAMES WELLS

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · SAN RAFAEL, CA
HCM WEALTH · SAN RAFAEL, CA
O'DONNELL FINANCIAL SERVICES, LLC · SAN RAFAEL, CA
MADRONE INVESTMENT ADVISORY, LLC · SAN RAFAEL, CA
FIDUCIARY FINANCIAL GROUP, LLC · SAN RAFAEL, CA
MORGAN STANLEY · SAN RAFAEL, CA
INDEPENDENT FINANCIAL GROUP, LLC · San Rafael, CA
EDWARD JONES · San Rafael, CA

More in San Rafael, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor