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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-04-04
  • TX RA
    APPROVED
    Since 2019-04-04

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

3660 Hampton Dr, Missouri City, TX 77459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 05/2017 07/2018
Kfc Nacogdoches TX 09/2014 03/2017
Edward Jones Houston TX 06/2016 05/2017
Wells Fargo Bank, Na Humble TX 11/2018 Present
Wells Fargo Clearing Services, Llc Humble TX 02/2019 Present
Unemployed Dallas TX 07/2018 11/2018
Stephen F. Austin State University Nacogdoches TX 08/2013 05/2017
  • 05/2017 → 07/2018
    St. Louis, MO
  • 09/2014 → 03/2017
    Kfc
    Nacogdoches, TX
  • 06/2016 → 05/2017
    Houston, TX
  • 11/2018 → Present
    Wells Fargo Bank, Na
    Humble, TX
  • 02/2019 → Present
    Humble, TX
  • 07/2018 → 11/2018
    Unemployed
    Dallas, TX
  • 08/2013 → 05/2017
    Stephen F. Austin State University
    Nacogdoches, TX
Previous Registrations
  • 2017-07-20 → 2018-07-03
    St Louis, MO
    Sunnyvale, TX
    Maryland Heights, MO
Other Businesses

TARGET; NOT INVESTMENT RELATED; HUMBLE,TX; FULFILLMENT ASSOCIATE; START 11/21/2019; NUMBER OF HOURS PER MONTH 120; NUMBER OF HOURS DURING TRADING 0; FULFILLING ORDERS ONLINE. DOOR DASH, NOT INV RELATED, HUMBLE, TX, DASHER, START 3/31/2021, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, FOOD DELIVERY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-15
  • S66 Uniform Combined State Law Examination
    2017-07-15
Other Names
  • Ardis Jeffery Stephens
  • Ardis Jeffery Stephens
  • Ardis Stephens
  • Ardis Jeffery Stephens

View on SEC IAPD

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