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Charles Fletcher Brandon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Raleigh, NC

Raleigh, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-03-18
TX RA APPROVED_RES 2018-02-06
CA RA APPROVED 2018-02-05
  • NC RA
    APPROVED
    Since 2019-03-18
  • TX RA
    APPROVED_RES
    Since 2018-02-06
  • CA RA
    APPROVED
    Since 2018-02-05

Branch Locations

4242 Six Forks Rd, Raleigh, NC 27609 • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 04/2016 10/2016
Bank Of America, N.A. Chandler AZ 10/2016 12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 12/2017 Present
Bank Of America, N.A. Chandler AZ 02/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-07
  • S66 Uniform Combined State Law Examination
    2017-10-07
Other Names
  • Charles Fletcher Brandon
  • Charles Fletcher Brandon
  • Charles Brandon

View on SEC IAPD

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TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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