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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-07-03 |
| CT | RA | APPROVED | 2016-10-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Worcester | MA | 06/2010 | Present |
| Bank Of America, N.A. | Worcester | MA | 07/2016 | Present |
I*111642 For profit or not for profit: Non-Profit Organization Name of outside business organization: United Way of Central Massachusetts Investment related: Y Address of business: Worcester, Massachusetts 1608 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 2/9/2018 Number of hours devoted: 23 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: The commuity Investment review team is made up of volunteers that will review agency proposals and reports, and recommend the grants/programs that will achieve the greatest impact in addressing the topic of creating comminity change
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-11 |
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