Alexis Dorothy Dorothy Allen

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-08-13

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Department Of Management And Organization, Csom Boston College	Chestnut Hill	MA	09/2015	05/2017
Department Of Marketing, Csom At Boston College	Chestnut Hill	MA	09/2015	05/2017
Carroll School Of Management Boston College	Chestnut Hill	MA	08/2013	05/2017
Ubs Financial Services, Inc	Weehawken	NJ	08/2017	07/2018
Bridgewater Associates	Westport	CT	07/2018	07/2020
Eshares, Inc. Dba Carta, Inc.	New York City	NY	09/2020	04/2024
Ubs Financial Services, Inc	New York City	NY	04/2024	Present

09/2015 → 05/2017

Department Of Management And Organization, Csom Boston College

Chestnut Hill, MA
09/2015 → 05/2017

Department Of Marketing, Csom At Boston College

Chestnut Hill, MA
08/2013 → 05/2017

Carroll School Of Management Boston College

Chestnut Hill, MA
08/2017 → 07/2018

Ubs Financial Services, Inc

Weehawken, NJ
07/2018 → 07/2020

Bridgewater Associates

Westport, CT
09/2020 → 04/2024

Eshares, Inc. Dba Carta, Inc.

New York City, NY
04/2024 → Present

Ubs Financial Services, Inc

New York City, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-13

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