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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-09-10 |
| NY | RA | APPROVED | 2024-09-10 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | New York | NY | 09/2019 | 12/2022 |
| New York Giants Ticketing Dept | East Rutherford | NJ | 07/2018 | 12/2018 |
| Door Dash Driver | Springfield | NJ | 01/2017 | 09/2019 |
| College-New York University | New York | NY | 08/2015 | 05/2019 |
| Morgan Stanley | New York | NY | 01/2023 | 02/2024 |
| Stifel, Nicolaus & Company, Incorporated | New York | NY | 09/2024 | Present |
| N/A | New York | NY | 03/2024 | 08/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-07 |
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