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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-12 |
| CA | RA | APPROVED | 2024-06-17 |
Branch Locations
9968 Hibert St Ste 102, San Diego, CA 92131-1035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | San Diego | CA | 04/2016 | 07/2017 |
| Transamerica Financial Advisors, Inc | San Diego | CA | 12/2022 | 10/2023 |
| World Financial Group, Inc. | San Diego | CA | 08/2022 | 10/2023 |
| Jenn Financial Solutions, Llc | Lemon Grove | CA | 02/2020 | 10/2023 |
| Sagepoint Financial, Inc | Phoenix | AZ | 10/2020 | 01/2021 |
| J.P. Morgan Securities Llc | New York | NY | 07/2017 | 11/2019 |
| Wells Fargo Bank, Na | San Diego | CA | 08/2014 | 07/2017 |
| Unemployed | San Diego | CA | 11/2019 | 02/2020 |
| Independent Capital Management | San Diego | CA | 10/2020 | 01/2021 |
| Jenny Penny Shop | San Diego | CA | 04/2017 | 12/2017 |
| Turo | San Francisco | CA | 10/2022 | 10/2023 |
| Edward Jones | San Diego | CA | 01/2024 | Present |
"Rental Property Type: Rental Property Date: 08/31/18 Title: Owner Trad Hrs: 0 Tot Hrs: 0 Desc: Making sure house is in living condition for tenants City-State: Lemon Grove CA" "San Diego Vietnamese Community Type: Date: 02/06/25 Title: Board Member/CEO Trad Hrs: 0 Tot Hrs: 0 Desc: I have not yet formed this nonprofit entity. I own a community that has 25,000 members and occasionally we host events for the community. This year, there is a possibility that I might receive funding from the State to host our upcoming event. That's City-State: San Diego CA"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-03 |
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