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Jennifer Nguyen

Edward Jones

San Diego, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-12
CA RA APPROVED 2024-06-17
  • TX RA
    APPROVED
    Since 2025-08-12
  • CA RA
    APPROVED
    Since 2024-06-17

Branch Locations

9968 Hibert St Ste 102, San Diego, CA 92131-1035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Diego CA 04/2016 07/2017
Transamerica Financial Advisors, Inc San Diego CA 12/2022 10/2023
World Financial Group, Inc. San Diego CA 08/2022 10/2023
Jenn Financial Solutions, Llc Lemon Grove CA 02/2020 10/2023
Sagepoint Financial, Inc Phoenix AZ 10/2020 01/2021
J.P. Morgan Securities Llc New York NY 07/2017 11/2019
Wells Fargo Bank, Na San Diego CA 08/2014 07/2017
Unemployed San Diego CA 11/2019 02/2020
Independent Capital Management San Diego CA 10/2020 01/2021
Jenny Penny Shop San Diego CA 04/2017 12/2017
Turo San Francisco CA 10/2022 10/2023
Edward Jones San Diego CA 01/2024 Present
  • 04/2016 → 07/2017
    Wells Fargo Clearing Services, Llc
    San Diego, CA
  • 12/2022 → 10/2023
    Transamerica Financial Advisors, Inc
    San Diego, CA
  • 08/2022 → 10/2023
    World Financial Group, Inc.
    San Diego, CA
  • 02/2020 → 10/2023
    Jenn Financial Solutions, Llc
    Lemon Grove, CA
  • 10/2020 → 01/2021
    Sagepoint Financial, Inc
    Phoenix, AZ
  • 07/2017 → 11/2019
    J.P. Morgan Securities Llc
    New York, NY
  • 08/2014 → 07/2017
    Wells Fargo Bank, Na
    San Diego, CA
  • 11/2019 → 02/2020
    Unemployed
    San Diego, CA
  • 10/2020 → 01/2021
    Independent Capital Management
    San Diego, CA
  • 04/2017 → 12/2017
    Jenny Penny Shop
    San Diego, CA
  • 10/2022 → 10/2023
    Turo
    San Francisco, CA
  • 01/2024 → Present
    San Diego, CA
Other Businesses

"Rental Property Type: Rental Property Date: 08/31/18 Title: Owner Trad Hrs: 0 Tot Hrs: 0 Desc: Making sure house is in living condition for tenants City-State: Lemon Grove CA" "San Diego Vietnamese Community Type: Date: 02/06/25 Title: Board Member/CEO Trad Hrs: 0 Tot Hrs: 0 Desc: I have not yet formed this nonprofit entity. I own a community that has 25,000 members and occasionally we host events for the community. This year, there is a possibility that I might receive funding from the State to host our upcoming event. That's City-State: San Diego CA"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-14
S63 Uniform Securities Agent State Law Examination 2016-08-03
  • S66 Uniform Combined State Law Examination
    2024-06-14
  • S63 Uniform Securities Agent State Law Examination
    2016-08-03
Other Names
  • Duong Nguyen
  • Duong Thuy Nguyen
  • Duong Thuy Nguyen
  • Jennifer Duong Thuy Nguyen

View on SEC IAPD

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