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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-22 |
Branch Locations
11 E. Superior Street Suite 500, Duluth, MN 55802 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Duluth | MN | 05/2009 | Present |
| Raymond James Financial Services Advisors, Inc | Duluth | MN | 06/2009 | Present |
| Lake Superior Financial Services | Duluth | MN | 05/2009 | 01/2017 |
(1)Name of Business: Ascential Wealth Advisors Address: 11 E Superior St Ste 500, Duluth, MN, 55802, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/17/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Client Service Mananger (2)Name of Business: N/A Address: 956 87th Ave W , Duluth, MN, 55808, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 01/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am responsible for rent collection, bill/cost payments, advertising and lease preparation and signing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-06 |
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