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1102 Broadway Suite 312, Tacoma, WA 98402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 04/2016 | 11/2016 |
| Bank Of America, N.A. | Seattle | WA | 04/2016 | 11/2016 |
| Keybank National Association | Tacoma | WA | 11/2016 | 07/2024 |
| East West Bank | Bellevue | WA | 07/2024 | 03/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2024 | 03/2025 |
| Cetera Investment Advisers Llc | Bellevue | WA | 10/2024 | 03/2025 |
| Rainier Family Wealth, Inc. | Puyallup | WA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-04 |
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