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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-29 |
| TX | RA | APPROVED_RES | 2021-09-17 |
Branch Locations
17800 Castleton Street Suite 600, City Of Industry, CA 91748 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | City Of Industry | CA | 04/2016 | Present |
| World Financial Group, Inc. | City Of Industry | CA | 11/2013 | Present |
| Rental Property | Memphis | TN | 09/2014 | 06/2025 |
| Rental Property | Memphis, | TN | 02/2013 | Present |
| Rental Property | Memphis | TN | 05/2012 | Present |
| Li Li Chan Sole Prop Dba Lily Chan Consulting | Hacienda Heights | CA | 01/2019 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Rental Property / 0213 - Present / Investment Related: Yes/ 3469 Beech Grove Memphis, TN 38118 /Investor / Real Estate/ hrs work monthly: 0 / Sec trading hrs:0 / No activities are spent here as I hire a property manager to do all the work for me. Rental Property / 0512 - Present / Investment Related: Yes/ 5307 Longwood Memphis, TN 38134 /Investor / Real Estate/ hrs work monthly: 0 / Sec trading hrs:0 / No activities are spent here as I hire a property manager to do all the work for me. LI LI CHAN SOLE PROP DBA LILY CHAN CONSULTING POSITION: Account holder NATURE: business bank account INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 1605 S Azusa Ave., Hacienda Heights CA 91745, United States DESCRIPTION: It is simply the name on my business bank account used for internal office accounting purposes. There are no outside business activities, services, or client engagements conducted under that name.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-08-04 |
| S65 | Uniform Investment Adviser Law Examination | 2017-06-02 |
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