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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-29
TX RA APPROVED_RES 2021-09-17
  • CA RA
    APPROVED
    Since 2026-06-29
  • TX RA
    APPROVED_RES
    Since 2021-09-17

Branch Locations

17800 Castleton Street Suite 600, City Of Industry, CA 91748 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc City Of Industry CA 04/2016 Present
World Financial Group, Inc. City Of Industry CA 11/2013 Present
Rental Property Memphis TN 09/2014 06/2025
Rental Property Memphis, TN 02/2013 Present
Rental Property Memphis TN 05/2012 Present
Li Li Chan Sole Prop Dba Lily Chan Consulting Hacienda Heights CA 01/2019 Present
  • 04/2016 → Present
    Transamerica Financial Advisors, Inc
    City Of Industry, CA
  • 11/2013 → Present
    World Financial Group, Inc.
    City Of Industry, CA
  • 09/2014 → 06/2025
    Rental Property
    Memphis, TN
  • 02/2013 → Present
    Rental Property
    Memphis,, TN
  • 05/2012 → Present
    Rental Property
    Memphis, TN
  • 01/2019 → Present
    Li Li Chan Sole Prop Dba Lily Chan Consulting
    Hacienda Heights, CA
Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Rental Property / 0213 - Present / Investment Related: Yes/ 3469 Beech Grove Memphis, TN 38118 /Investor / Real Estate/ hrs work monthly: 0 / Sec trading hrs:0 / No activities are spent here as I hire a property manager to do all the work for me. Rental Property / 0512 - Present / Investment Related: Yes/ 5307 Longwood Memphis, TN 38134 /Investor / Real Estate/ hrs work monthly: 0 / Sec trading hrs:0 / No activities are spent here as I hire a property manager to do all the work for me. LI LI CHAN SOLE PROP DBA LILY CHAN CONSULTING POSITION: Account holder NATURE: business bank account INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 1605 S Azusa Ave., Hacienda Heights CA 91745, United States DESCRIPTION: It is simply the name on my business bank account used for internal office accounting purposes. There are no outside business activities, services, or client engagements conducted under that name.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-08-04
S65 Uniform Investment Adviser Law Examination 2017-06-02
  • S63 Uniform Securities Agent State Law Examination
    2017-08-04
  • S65 Uniform Investment Adviser Law Examination
    2017-06-02
Other Names
  • Lily Chan

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