Best Investors Account Sign in
Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-27
  • CA RA
    APPROVED
    Since 2018-08-27

Branch Locations

17800 Castleton Street Suite 600, City Of Industry, CA 91748 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newmark Advisors Pasadena CA 10/2013 12/2016
Transamerica Financial Advisors, Inc City Of Industry CA 08/2018 Present
Wfgia City Of Industry CA 07/2017 Present
Balylock Van Llc New York NY 04/2017 04/2018
Retired Alhambra CA 04/2014 04/2017
Uber San Francisco CA 01/2016 Present
Lyft San Francisco CA 05/2019 Present
Olivestree Csgarmax Llc Alhambra CA 12/2020 12/2023
Focus Advisors International, Llc Pasadena CA 07/2019 Present
Arya Global Consulting, Single Ownership Point Barrington IL 08/2021 12/2023
  • 10/2013 → 12/2016
    Newmark Advisors
    Pasadena, CA
  • 08/2018 → Present
    Transamerica Financial Advisors, Inc
    City Of Industry, CA
  • 07/2017 → Present
    Wfgia
    City Of Industry, CA
  • 04/2017 → 04/2018
    Balylock Van Llc
    New York, NY
  • 04/2014 → 04/2017
    Retired
    Alhambra, CA
  • 01/2016 → Present
    Uber
    San Francisco, CA
  • 05/2019 → Present
    Lyft
    San Francisco, CA
  • 12/2020 → 12/2023
    Olivestree Csgarmax Llc
    Alhambra, CA
  • 07/2019 → Present
    Focus Advisors International, Llc
    Pasadena, CA
  • 08/2021 → 12/2023
    Arya Global Consulting, Single Ownership
    Point Barrington, IL
Previous Registrations
  • 2017-06-07 → 2018-04-06
    Blaylock Van, Llc
    Oakland, CA
    New York, NY
  • 2002-09-26 → 2002-10-15
    Fortress Investment Advisors
    Temecula , CA
Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Focus Advisors International, LLC / 0719-Present / Investment Related: No / 3579 E Foothill Blvd #268 Pasadena, CA 91107 / None / Pass through company / Hrs. Work Monthly: 0 / Sec Trading Hrs: 0 / None UBER / emp dates: 0116 TO PRESENT/ INVESTMENT RELATED: NO /address: 1455 MARKET STREET 4TH FLOOR SAN FRANCISCO, CA 94103/ position: DRIVER/ nature of business: DRIVING RIDERS / hrs work monthly: 30/Sec trading hrs: 1 / duties: PICKING RIDERS WHEN I HAVE FREE TIME LYFT / emp dates: 0519 TO PRESENT/ INVESTMENT RELATED: NO /address: 185 BERRY STREET SUITE 5000 SAN FRANCISCO, CA 94107/ position: DRIVER/ nature of business: OUTSIDE DRIVING CONTRACTOR / hrs work monthly: 30/Sec trading hrs: 1 / duties: DRIVING PASSENGER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-03
S63 Uniform Securities Agent State Law Examination 1993-08-24
  • S66 Uniform Combined State Law Examination
    2017-04-03
  • S63 Uniform Securities Agent State Law Examination
    1993-08-24
Other Names
  • Victor N Tom Alias
  • Victor Nelson Tom

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in City Of Industry, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor