Sapphira Xiaopan Wang Chow

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 06/2021
  Jp Morgan Securities Llc
  South Pasadena, CA
• 06/2012 → 06/2021
  Jp Morgan Chase Bank
  South Pasadena, CA
• 02/2018 → 02/2019
  Eshe, Inc
  Hacienda Heights, CA
• 03/2021 → 06/2023
  Cetera Investment Services Llc
  St Cloud, MN
• 03/2021 → 06/2023
  East West Bank
  Pasadena, CA
• 06/2021 → 06/2023
  Cetera Investment Advisers Llc
  Pasadena, CA
• 08/2023 → Present
  Ctbc Bank
  City Of Industry, CA
• 08/2023 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 08/2023 → Present
  Cetera Investment Advisers Llc
  City Of Industry, CA

Previous Registrations

• 2021-06-07 → 2023-06-05
  Cetera Investment Advisers Llc
  Monterey Park, CA

Other Businesses

1.) OWNER OF THE PETER CHOW AND SAPPHIRA CHOW LIVING TRUST; 2.) LANDLORD; RENT OUT PROPERTIES AND COLLECT RENT; 3.) OCCASSIONALLY SELL HOUSEHOLD ITEMS AND GENERAL MERCHANDISE ONLINE 4.) PAN'S HOME LLC, 50% OWNER (OTHER 50% OWNER IS HUSBAND), 1/HR/WK 5.) SAPPHIRA CHOW, 100% OWNER, REAL ESTATE AGENT 6.) MEMBER OF FAMILY PAWS RESORT LLC; DOG DAYCARE AND BOARDING

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-06-03
• S63 Uniform Securities Agent State Law Examination
  2014-05-09

Other Names

• Xiaopan Wang
• Shanna Wang
• Xiao Pan Wang
• Sapphira X Wang
• Sapphira Wang
• Sapphira Xiaopan Wang
• Sapphira Xiaopan Wang Chow
• Sapphira Xiaopan Wang Chow
• Sapphira Chow