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Lily Wei Yee Leung Ou

Transamerica Financial Advisors, LLC

City Of Industry, CA

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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-01-06
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

17800 Castleton Street Suite 600, City Of Industry, CA 91748 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg City Of Industry CA 06/2001 Present
In Home Supportive Services (Ihss) El Monte CA 06/2011 07/2019
Transamerica Financial Advisors, Inc City Of Industry CA 01/2012 Present
  • 06/2001 → Present
    Wfg
    City Of Industry, CA
  • 06/2011 → 07/2019
    In Home Supportive Services (Ihss)
    El Monte, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    City Of Industry, CA
Previous Registrations
  • 2009-05-13 → 2012-01-06
    Investment Advisors International, Inc.
    Alhambra, CA
Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-17
S63 Uniform Securities Agent State Law Examination 1996-04-24
  • S65 Uniform Investment Adviser Law Examination
    2009-04-17
  • S63 Uniform Securities Agent State Law Examination
    1996-04-24

View on SEC IAPD

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SUNNY KAI SHUN LEUNG
VICTOR NELSON LEE
BEN JOHNSON
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SAM LIM

Other Offices

LPL ENTERPRISE, LLC · CITY OF INDUSTRY, CA
CETERA INVESTMENT ADVISERS LLC · CITY OF INDUSTRY, CA
CITIGROUP GLOBAL MARKETS INC. · City of Industry, CA
WELLS FARGO CLEARING SERVICES, LLC · CITY OF INDUSTRY, CA
PACKERLAND BROKERAGE SERVICES, INC. · City of Industry, CA
CETERA INVESTMENT ADVISERS LLC · ROWLAND HEIGHTS, CA
EAGLE STRATEGIES LLC · ROWLAND HEIGHT, CA
CETERA INVESTMENT ADVISERS LLC · ROWLAND HEIGHTS, CA

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