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11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Irvine | CA | 04/2016 | 01/2022 |
| Hardcoresport | Whittier | CA | 05/2011 | Present |
| Concordia University | Irvine | CA | 09/2015 | 07/2017 |
| Enloe Academy | Hanford | CA | 04/2013 | Present |
| The Prudential Insurance Company Of America | Irvine | CA | 04/2016 | 01/2022 |
| Royal Alliance Associates, Inc. | Kingsburg | CA | 01/2022 | 08/2023 |
| Osaic Wealth, Inc | Kingsburg | CA | 08/2023 | Present |
| Cuesta Water Polo Coach | San Luis Obispo | CA | 09/2023 | Present |
1. ENLOE ACADEMY WATER POLO POSITION: owner NATURE: Arts, Entertainment, and Recreation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/18/2014 ADDRESS: 13298 Elder Ave, Hanford CA 93230, United States DESCRIPTION: Run water polo clinics 2. ENLOE ACADEMY POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/18/2014 ADDRESS: 13298 Elder Ave, Hanford CA 93230, United States DESCRIPTION: Water polo clinics and coaching 3. NWF ADVISORY SERVICES INC POSITION: Investment Advisor Representative NATURE: Corporation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/26/2021 ADDRESS: 2506 19th Ave, Kingsburg CA 93631, United States DESCRIPTION: investment advisory representative advising clients in managed money on a fee basis. 4. LAP WEALTH POSITION: Insurance Agent NATURE: Sole Prop Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 01/28/2022 ADDRESS: 2506 19th Ave, Kingsburg CA 93631, United States DESCRIPTION: Life Insurance and Annuities sales and maintenance 5. CUESTA WATER POLO COACH POSITION: Coach NATURE: Hourly Worker as a sports coach INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 09/26/2023 ADDRESS: Highway 1, San Luis Obispo CA 93405, United States DESCRIPTION: Coaching water polo 6. DEPARTMENT REPRESENTATIVE - CUESTA COLLEGE FEDERATION OF TEACHERS POSITION: Department Representative NATURE: Stipend Representative INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/06/2024 ADDRESS: Highway 1, San Luis Obispo CA 93403, United States DESCRIPTION: Listen to union meetings and communicate to/from the other coaches in the athletics department
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-21 |
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