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Current Employers
Nwf Advisory Services Inc

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-03
  • CA RA
    APPROVED
    Since 2022-02-03

Branch Locations

2506 19Th Ave, Kingsburg, CA 93631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Irvine CA 04/2016 01/2022
Hardcoresport Whittier CA 05/2011 Present
Concordia University Irvine CA 09/2015 07/2017
Enloe Academy Hanford CA 04/2013 Present
The Prudential Insurance Company Of America Irvine CA 04/2016 01/2022
Royal Alliance Associates, Inc. Kingsburg CA 01/2022 08/2023
Osaic Wealth, Inc Kingsburg CA 08/2023 Present
Cuesta Water Polo Coach San Luis Obispo CA 09/2023 Present
  • 04/2016 → 01/2022
    Irvine, CA
  • 05/2011 → Present
    Hardcoresport
    Whittier, CA
  • 09/2015 → 07/2017
    Concordia University
    Irvine, CA
  • 04/2013 → Present
    Enloe Academy
    Hanford, CA
  • 04/2016 → 01/2022
    The Prudential Insurance Company Of America
    Irvine, CA
  • 01/2022 → 08/2023
    Royal Alliance Associates, Inc.
    Kingsburg, CA
  • 08/2023 → Present
    Osaic Wealth, Inc
    Kingsburg, CA
  • 09/2023 → Present
    Cuesta Water Polo Coach
    San Luis Obispo, CA
Previous Registrations
Other Businesses

1. ENLOE ACADEMY WATER POLO POSITION: owner NATURE: Arts, Entertainment, and Recreation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/18/2014 ADDRESS: 13298 Elder Ave, Hanford CA 93230, United States DESCRIPTION: Run water polo clinics 2. ENLOE ACADEMY POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/18/2014 ADDRESS: 13298 Elder Ave, Hanford CA 93230, United States DESCRIPTION: Water polo clinics and coaching 3. NWF ADVISORY SERVICES INC POSITION: Investment Advisor Representative NATURE: Corporation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/26/2021 ADDRESS: 2506 19th Ave, Kingsburg CA 93631, United States DESCRIPTION: investment advisory representative advising clients in managed money on a fee basis. 4. LAP WEALTH POSITION: Insurance Agent NATURE: Sole Prop Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 01/28/2022 ADDRESS: 2506 19th Ave, Kingsburg CA 93631, United States DESCRIPTION: Life Insurance and Annuities sales and maintenance 5. CUESTA WATER POLO COACH POSITION: Coach NATURE: Hourly Worker as a sports coach INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 09/26/2023 ADDRESS: Highway 1, San Luis Obispo CA 93405, United States DESCRIPTION: Coaching water polo 6. DEPARTMENT REPRESENTATIVE - CUESTA COLLEGE FEDERATION OF TEACHERS POSITION: Department Representative NATURE: Stipend Representative INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/06/2024 ADDRESS: Highway 1, San Luis Obispo CA 93403, United States DESCRIPTION: Listen to union meetings and communicate to/from the other coaches in the athletics department

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-30
S63 Uniform Securities Agent State Law Examination 2016-06-21
  • S65 Uniform Investment Adviser Law Examination
    2018-04-30
  • S63 Uniform Securities Agent State Law Examination
    2016-06-21

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