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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-15 |
| CA | RA | APPROVED | 2022-01-05 |
Branch Locations
1332 Draper Street, Ste E, Kingsburg, CA 93631 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | San Jose | CA | 10/2000 | 06/2018 |
| Self Employed - Landlord (Louisiana) | Baton Rouge | LA | 11/2006 | Present |
| Foresters Advisory Services Llc | San Jose | CA | 08/2012 | 06/2018 |
| Self Employed - Landlord (California) | San Jose | CA | 10/2015 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Visalia | CA | 12/2018 | 12/2021 |
| Bank Of America, N.A. | Visalia | CA | 12/2018 | 12/2021 |
| Lpl Financial Llc | Garland | TX | 01/2022 | Present |
1) 1/2022- Kingsburg, California 93631- owner- Real Estate Rental- inv. related- start date 3/15/2021- 1hr/mth 2) 1/2022- Bass Lake, California 93604- - owner- Real Estate Rental- inv. related- start date 8/2020- 1hr/mth 3) 1/2022- Optavia- Multi-level Marketing - coach- non-inv. related- KINGSBURG, CA- start date 11/2021- 10hrs/mth 4) 1/5/2022 - FPP Wealth Advisors LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 1/1/1998 - 40 Hours Per Month/10 Hours During Securities Trading. 5) 06/26/2023 - Nino Family Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/16/2023 - 40 Hours Per Month/ 40 Hours During Securities Trading 6) 11/07/2024 - Real Estate Rental - Investment Related - Kingsburg, CA - Start Date 10/23/2024 - 1 Hour Per Month/ 0 Hours during Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-08 |
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