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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-19 |
Branch Locations
1440 California St Suite C, Kingsburg, CA 93631 • United States
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-10-04 |
Branch Locations
1440 California St. Suite C, Kingsburg, CA 93631 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | San Jose | CA | 02/2012 | Present |
| Nwf Advisory Services Inc. | Los Angeles | CA | 10/2016 | Present |
1. LUKA PAVLINA POSITION: Statutory Agent - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 03/15/2012 ADDRESS: 2506 19th Ave., Kingsburg CA 93631, United States DESCRIPTION: Provide Life Insurance to clients. 2. NWF ADVISORY POSITION: Financial Advisor NATURE: Investment Advisory business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 10/10/2016 ADDRESS: 2506 19th Ave., Kingsburg CA 93631, United States DESCRIPTION: I advise clients on which investment decisions to make. 3. AMADOR BREWING COMPANY POSITION: Owner NATURE: Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2015 ADDRESS: 9659 Main St, Plymouth CA 95669, United States DESCRIPTION: No duties, just a small owner. 4. LAP WEALTH MANAGEMENT POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2020 ADDRESS: 2506 19th Ave., Kingsburg CA 93631, United States DESCRIPTION: Advise clients Finances. 5. LAP WEALTH MANAGEMENT POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 03/09/2026 ADDRESS: 1440 California St., Suite C, Kingsburg CA 93631, United States DESCRIPTION: Providing Group Health Insurance 6. KINGSBURG GUN CLUB POSITION: Treasurer NATURE: Partnership, All 150 members are the owners. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2026 ADDRESS: 2246 Gilbert Dr., Kingburg CA 93631, United States DESCRIPTION: Receive receipts, Prepare payments, mail tax forms, etc. I am not permitted to sign for checks.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-07 |
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