Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-07-01 |
Branch Locations
241 North Ave W; 2Nd Fl, Westfield, NJ 07090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Center Warren | NJ | 04/2016 | 02/2018 |
| The Prudential Insurance Company Of America | Center Warren | NJ | 06/2016 | 02/2018 |
| Royal Alliance | Westfield | NJ | 02/2018 | 07/2024 |
| Lpl Financial Llc | Westfield | NJ | 07/2024 | Present |
1) 06/10/2024 - Investment Advisors Financial Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 06/04/2024 - Westfield CPAs - Outside/W-2 Employment - Investment services - NJ 07090 - Non investment related - 20 Hours per week - Start date: 01/29/2018.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-09 |
Reach out to this advisor