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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED_RES | 2014-08-18 |
| OH | RA | APPROVED | 2014-08-14 |
Branch Locations
1111 Polaris Parkway, Floor 4J, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Columbus | OH | 07/2014 | Present |
| Rodan And Fields Llc | San Francisco | CA | 09/2022 | Present |
Entity Name: Rodan and Fields LLC Investment related: No "Address: 60 Spear St, Suite 600 San Francisco, CA 94105" Nature of the other business: Cosmetics Position/Title/Relationship: Employee/Contractor Start Date: 09/16/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Direct sales of skincare. No similarities to my role at JPMC and no connection to JPMC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-26 |
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