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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-28
NJ RA APPROVED 2022-11-21
  • TX RA
    APPROVED
    Since 2022-11-28
  • NJ RA
    APPROVED
    Since 2022-11-21

Branch Locations

30 Hudson Street, Jersey City, NJ 07302 • United States

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2016 01/2017
National Securities Corp New York NY 03/2017 06/2017
Santander Bank, Na Boston MA 06/2017 02/2021
Santander Securities, Llc Dorchester MA 06/2017 02/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated East Brunswick NJ 02/2021 10/2022
Bank Of America, N.A. East Brunswick NJ 03/2021 10/2022
Charles Schwab & Co., Inc. Jersey City NJ 10/2022 Present
Schwab Wealth Advisory Jersey City NJ 10/2022 Present
  • 05/2016 → 01/2017
    St Louis, MO
  • 03/2017 → 06/2017
    National Securities Corp
    New York, NY
  • 06/2017 → 02/2021
    Santander Bank, Na
    Boston, MA
  • 06/2017 → 02/2021
    Dorchester, MA
  • 02/2021 → 10/2022
    East Brunswick, NJ
  • 03/2021 → 10/2022
    Bank Of America, N.A.
    East Brunswick, NJ
  • 10/2022 → Present
    Charles Schwab & Co., Inc.
    Jersey City, NJ
  • 10/2022 → Present
    Schwab Wealth Advisory
    Jersey City, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-05
  • S66 Uniform Combined State Law Examination
    2016-07-05
Designations

View on SEC IAPD

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