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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-28 |
| NJ | RA | APPROVED | 2022-11-21 |
Branch Locations
30 Hudson Street, Jersey City, NJ 07302 • United States
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 05/2016 | 01/2017 |
| National Securities Corp | New York | NY | 03/2017 | 06/2017 |
| Santander Bank, Na | Boston | MA | 06/2017 | 02/2021 |
| Santander Securities, Llc | Dorchester | MA | 06/2017 | 02/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | East Brunswick | NJ | 02/2021 | 10/2022 |
| Bank Of America, N.A. | East Brunswick | NJ | 03/2021 | 10/2022 |
| Charles Schwab & Co., Inc. | Jersey City | NJ | 10/2022 | Present |
| Schwab Wealth Advisory | Jersey City | NJ | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-05 |
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