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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-24 |
| CA | RA | APPROVED | 2022-02-18 |
Branch Locations
6950 Tpc Dr, Mckinney, TX 75070 • United States
555 California St, San Francisco, CA 94104 • United States
2555 E Camelback Rd, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James And Associates | St Petersburg | FL | 04/2016 | 11/2018 |
| Raymond James & Associates Inc | San Francisco | CA | 11/2018 | Present |
| Equinox | San Francisco | CA | 06/2021 | 06/2021 |
| Raymond James & Associates Inc | San Francisco | CA | 11/2018 | 11/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 11/2021 | Present |
I*1020369, Name of OBA: Rental Property 1 Address: MT. SHASTA, CA Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date:10/15/2022 No Hours: 2 Monthly No Hours during trading: 0 Duties:. I*624283, Entity Type: Entity For Profit, Name of OBA: EMW LA ESTANCIA LLC, Address: ST. PETERSBURG, Florida 33701, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 12/02/2021, No Hours: 0, No Hours during trading: 0, Duties: My father works in affordable housing financing. He recently added my sister and me to a limited interest partnership where we will eventually receive passive income from rent payments to La Estancia Ltd. The housing is for farm workers in central Florida, near Tampa. We do not currently receive payments, and it may be some time (years) before I ever do. At this time I have no income to report. But my father wanted us added as a family legacy gesture. That is all. I know little else about the specifics of the project but can provide docs as needed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-22 |
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