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Cody Wayne Schaefer

Fortress Financial Group, LLC

Rochester, MN

CRD 6639022

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Employer firm

Fortress Financial Group, LLC CRD 315329

$352M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • EDUCATIONAL BOOK

From the firm’s Form ADV. Read the guides:

Current Employers
Fortress Financial Group, Llc

1610 14Th Street Nw Suite 300, Rochester, MN 55901 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-19
MN RA APPROVED 2022-02-28
  • TX RA
    APPROVED
    Since 2024-11-19
  • MN RA
    APPROVED
    Since 2022-02-28

Branch Locations

1610 14Th Street Nw Suite 300, Rochester, MN 55901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Winona MN 04/2006 06/2017
Northwestern Mutual Milwaukee WI 05/2016 01/2020
Gabriel Christenson Rochester MN 04/2018 01/2020
Fortress Financial Group, Llc Rochester MN 09/2021 Present
Mayo Clinic Rochester MN 02/2020 08/2021
  • 04/2006 → 06/2017
    Student
    Winona, MN
  • 05/2016 → 01/2020
    Northwestern Mutual
    Milwaukee, WI
  • 04/2018 → 01/2020
    Gabriel Christenson
    Rochester, MN
  • 09/2021 → Present
    Fortress Financial Group, Llc
    Rochester, MN
  • 02/2020 → 08/2021
    Mayo Clinic
    Rochester, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-26
S63 Uniform Securities Agent State Law Examination 2017-05-11
  • S65 Uniform Investment Adviser Law Examination
    2022-02-26
  • S63 Uniform Securities Agent State Law Examination
    2017-05-11
Designations
  • Certified Financial Planner
Other Names
  • Cody Wayne Schaefer

View on SEC IAPD

Nearby Firms

MORGAN STANLEY
MML INVESTORS SERVICES, LLC
MARINER

Nearby Investors

CATHERINE V OLSON
DAVID ALLEN OLSON
KATHLEEN MARY ALLISON

Nearby Offices

MORGAN STANLEY · ROCHESTER, MN
MML INVESTORS SERVICES, LLC · ROCHESTER, MN
MARINER · Rochester, MN

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