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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-12 |
| LA | RA | APPROVED | 2022-08-29 |
Branch Locations
10313 Jefferson Hwy Ste B, Baton Rouge, LA 70809 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Baton Rouge | LA | 06/2016 | 06/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 09/2016 | 06/2017 |
| Cetera Investment Advisers Llc | Alexandria | LA | 06/2017 | 04/2020 |
| Cetera Investment Servces Llc | St. Cloud | MN | 06/2017 | 04/2020 |
| Red River Bank | Shreveport | LA | 06/2017 | 04/2020 |
| Hancock Whitney Bank | Baton Rouge | LA | 04/2020 | 08/2022 |
| Hancock Whitney Investment Services, Inc. | Baton Rouge | LA | 04/2020 | 08/2022 |
| Lpl Financial | Baton Rouge | LA | 08/2022 | Present |
1- 08/2022 / Gladstone Wealth Partners / DBA for LPL Business (entity for LPL business) / Investment Related / Baton Rouge, LA 70809 2- 08/2022 / Altus Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / Baton Rouge, LA 70809 3- 07/03/2023 - Altus Benefit Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Start Date 06/30/2023 - 10 Hours Per Month/ 1 Hour During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-13 |
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