Cody J Faust

Current Employers

Employment History

• 04/2016 → Present
  Dm Bruce Associates
  Lawrence, KS
• 08/2016 → 09/2017
  National Planning Corporation
  Lawrence, KS
• 09/2017 → 10/2023
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 09/2017 → 10/2023
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 10/2023 → Present
  Lpl Financial Llc
  Lawrence, KS

Previous Registrations

• 2017-09-15 → 2023-11-03
  Cambridge Investment Research Advisors, Inc.
  Lawrence, KS
  Lawrence, KS
  Overland Park, KS
  Topeka, KS
• 2017-03-14 → 2017-09-20
  National Planning Corporation
  Lawrence, KS

Other Businesses

1.10/31/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name DMBRUCE WEALTH SOLUTIONS; Investment Related; at Reported Business Location(s); Start Date 10/18/2023; hrs/mth; hrs during trading 2.10/31/2023; DM Bruce Associates, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 05/01/2016; 120hrs/mth; 120hrs during trading 3.10/31/2023; RATATOSKR LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 04/01/2018; 8hrs/mth; hrs during trading 4.10/31/2023; LUMINARY, LLC; Technology Consulting; Not Investment Related; 4910 Corporate Centre Dr,Suite; Start Date 10/01/2020; 64hrs/mth; 2hrs during trading 5.08/18/2026; Aegis CRA LLC; Business Owner; Not Investment Related; Saint Joseph,MO; Start Date 07/01/2026; 30hrs/mth; 20hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2017-03-10