John Edward Fitzgerald

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-05-27
CA	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2011-05-27
CA RA
APPROVED

Since 2009-06-01

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Lc	Pasadena	CA	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney Lc

Pasadena, CA

Previous Registrations

2005-01-07 → 2009-06-01

Citigroup Global Markets Inc.

Pasadena, CA

Pasadena, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-01-06

S66 Uniform Combined State Law Examination

2005-01-06

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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