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Rbc Securities, Inc CRD 103705
$1.52B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-18 |
Branch Locations
400 Park Avenue, 8Th Floor, New York, NY 10022 • United States
425 Broadhollow Rd Suite 105, Melville, NY 11747 • United States
Short Hills, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Trust, Bank Of America, Na | New York | NY | 04/2016 | 12/2016 |
| New York Football Giants, Inc. | East Rutherford | NJ | 08/2013 | 12/2019 |
| Morgan Stanley | New York | NY | 06/2017 | 02/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 03/2020 | 08/2025 |
| City National Securities, Inc. | New York | NY | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-13 |
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