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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-04-30
  • TN RA
    APPROVED
    Since 2021-04-30

Branch Locations

222 2Nd Ave S, Nashville, TN 37201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Nashville TN 12/2018 03/2021
Jpmorgan Securities Llc Nashville TN 12/2018 03/2021
Jpmorgan Chase Columbus OH 06/2017 12/2018
Centre College Danville KY 09/2013 06/2017
Edward Jones Bellefontaine OH 05/2016 05/2017
Crossmark Columbus OH 06/2013 01/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville TN 03/2021 Present
Bank Of America, N.A. Nashville TN 03/2021 Present
  • 12/2018 → 03/2021
    Jpmorgan Chase Bank Na
    Nashville, TN
  • 12/2018 → 03/2021
    Jpmorgan Securities Llc
    Nashville, TN
  • 06/2017 → 12/2018
    Jpmorgan Chase
    Columbus, OH
  • 09/2013 → 06/2017
    Centre College
    Danville, KY
  • 05/2016 → 05/2017
    Edward Jones
    Bellefontaine, OH
  • 06/2013 → 01/2017
    Crossmark
    Columbus, OH
  • 03/2021 → Present
    Nashville, TN
  • 03/2021 → Present
    Bank Of America, N.A.
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-27
S63 Uniform Securities Agent State Law Examination 2019-03-28
  • S66 Uniform Combined State Law Examination
    2021-04-27
  • S63 Uniform Securities Agent State Law Examination
    2019-03-28
Other Names
  • Matt Gump

View on SEC IAPD

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