Nancy Joann Sullivan

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2026-07-01

WA RA
APPROVED

Since 2026-07-01

Branch Locations

1821 Dock St Suite 103, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	04/2016	Present
Franklin Pierce School District	Puyallup	WA	10/2015	06/2017

04/2016 → Present

Edward Jones

St Louis, MO
10/2015 → 06/2017

Franklin Pierce School District

Puyallup, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-06-25

S66 Uniform Combined State Law Examination

2026-06-25

Other Names

Nancy Kopfer Sullivan

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Tacoma, WA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Tacoma, WA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Tacoma, WA

THREADLINE WEALTH · TACOMA, WA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Tacoma, WA

AMERIPRISE FINANCIAL SERVICES, LLC · Tacoma, WA

VOYA FINANCIAL ADVISORS, INC. · TACOMA, WA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TACOMA, WA

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