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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-12-13
  • TX RA
    APPROVED
    Since 2016-12-13

Branch Locations

15375 Memorial Dr, Houston, TX 77079 • United States

20 Greenway Plz, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 04/2016 Present
Bank Of America, N.A. Houston TX 04/2016 Present
Other Businesses

I*1251272 For profit or not for profit: Entity For Profit Name of outside business organization: Photography Investment related: N Address of business: Richmond, Texas, 77407 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 4/22/2023 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Photography and will be taking portraits or any other types of shots for others. I*1399269 For profit or not for profit: Entity For Profit Name of outside business organization: Oscar's Genuine Glimpses Photography LLC Investment related: N Address of business: Richmond, Texas, 77407, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 7/17/2023 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Photography and will be taking portraits or any other types of shots for others.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-12
  • S66 Uniform Combined State Law Examination
    2016-12-12
Other Names
  • Oscar Ferrufino

View on SEC IAPD

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