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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-04 |
| CA | RA | APPROVED | 2019-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fremont | CA | 04/2016 | 03/2017 |
| Bank Of The West | Oakland | CA | 03/2017 | 07/2017 |
| Bancwest Investment Services, Inc. | Oakland | CA | 03/2017 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newark | CA | 07/2017 | 05/2019 |
| Bank Of America, N.A. | Newark | CA | 07/2017 | 05/2019 |
| Charles Schwab & Co., Inc. | Fremont | CA | 05/2019 | Present |
| Charles Schwab Bank | Fremont | CA | 05/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-30 |
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