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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2019-12-20 |
Branch Locations
1580 Mall Dr, Iowa City, IA 52240 • United States
Wayland, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2017 | 12/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2017 | 12/2019 |
| University Of Iowa College Of Law | Iowa City | IA | 08/2016 | 05/2017 |
| Unemployed | Wayland | IA | 05/2017 | 08/2017 |
| Ameriprise Financial Services, Inc | Iowa City | IA | 12/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Iowa City | IA | 03/2020 | Present |
Business Ownership; Shelman Law, PLLC; Solo practitioner.; Estate law; 1580 Mall Drive, Suite B, , Iowa City, IA, 52240; Not Investment-Related; 01/16/2020; 1 to 9 hours per month; 0 during trading hours / JACB Feeders, LLC; Holding company for real estate, including a hog barn.; Holding company for real estate, including a hog barn.; 507 West Main Street, , Wayland, IA, 52654; Not Investment-Related; 01/01/2017; 1 to 9 hours per month; 0 during trading hours. Board of Directors; WACO CSD School Board; Board member; 706 N Pearl, , Wayland, IA, 52654; Not Investment-Related; 01/18/2026; 1 to 9 hours per month; 0 during trading hours / Wayland Economic Development Corporation; Member; 218 W Main Street, , Wayland, IA, 52654; Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-01 |
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