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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-05
WA RA APPROVED 2023-03-27
  • TX RA
    APPROVED_RES
    Since 2024-11-05
  • WA RA
    APPROVED
    Since 2023-03-27

Branch Locations

6840 Fort Dent Way Suite 160, Tukwila, WA 98188 • United States

Tukwila, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Mercer Island WA 07/2015 10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mercer Island WA 04/2016 10/2016
S. R. Schill & Associates Mercer Island WA 11/2016 03/2019
Keybank Bellevue WA 04/2019 11/2019
Key Investment Services Bellevue WA 06/2019 11/2019
Raymond James Financial Services, Inc. Tukwila WA 11/2019 Present
First Tech Federal Credit Union Bellevue WA 11/2019 08/2022
Addison Avenue Investment Services Bellevue WA 11/2019 07/2022
Raymond James Financial Services Advisors, Inc. Tukwila WA 09/2022 Present
Mainspring Wealth Advisors Llc Tukwila WA 11/2019 Present
  • 07/2015 → 10/2016
    Bank Of America, N.A.
    Mercer Island, WA
  • 04/2016 → 10/2016
    Mercer Island, WA
  • 11/2016 → 03/2019
    S. R. Schill & Associates
    Mercer Island, WA
  • 04/2019 → 11/2019
    Keybank
    Bellevue, WA
  • 06/2019 → 11/2019
    Key Investment Services
    Bellevue, WA
  • 11/2019 → Present
    Raymond James Financial Services, Inc.
    Tukwila, WA
  • 11/2019 → 08/2022
    First Tech Federal Credit Union
    Bellevue, WA
  • 11/2019 → 07/2022
    Addison Avenue Investment Services
    Bellevue, WA
  • 09/2022 → Present
    Tukwila, WA
  • 11/2019 → Present
    Mainspring Wealth Advisors Llc
    Tukwila, WA
Previous Registrations
Other Businesses

(1)Name of Business: Julia Bui LLC Address: 16825 53rd Ave S, Tukwila, WA, 98188, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 12/18/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I sell shampoo, clothes, fruits (2)Name of Business: Mainspring Wealth Advisors LLC Address: 6840 Fort Dent Way Ste 160, Tukwila, WA, 98188, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/18/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Senior Financial Advisor provide sale, administration and operation support to Senior advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-25
S63 Uniform Securities Agent State Law Examination 2022-04-02
  • S66 Uniform Combined State Law Examination
    2023-03-25
  • S63 Uniform Securities Agent State Law Examination
    2022-04-02
Other Names
  • Nhat Bui

View on SEC IAPD

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