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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-10-29
TX RA APPROVED 2018-10-29
  • LA RA
    APPROVED
    Since 2018-10-29
  • TX RA
    APPROVED
    Since 2018-10-29

Branch Locations

5422 Superior Drive Suite D, Baton Rouge, LA 70816 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Baton Rouge LA 04/2016 11/2016
Raymond James Financial Services Baton Rouge LA 11/2016 Present
Raymond James Financial Services Advisors Inc. Baton Rouge LA 10/2018 Present
Clm Private Foundation Jackson LA 03/2019 Present
Morris Superior Marketplace Office Bldg. Baton Rouge LA 03/2019 Present
  • 04/2016 → 11/2016
    Raymond James Financial Services, Inc
    Baton Rouge, LA
  • 11/2016 → Present
    Raymond James Financial Services
    Baton Rouge, LA
  • 10/2018 → Present
    Baton Rouge, LA
  • 03/2019 → Present
    Clm Private Foundation
    Jackson, LA
  • 03/2019 → Present
    Morris Superior Marketplace Office Bldg.
    Baton Rouge, LA
Other Businesses

(1)Name of Business: 4ME TRAINING LLC Address: 9616 hwy 68, Jackson , LA, 70816, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/16/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I established the LLC in late 2015 and we worked together on the project for about a year. Neither of us has worked on the project since late 2016. This is not an active project. We may resume work on this project in the future (2)Name of Business: Financial Service Corporation of Baton Rouge Address: 5422 Superior Dr Ste D, Baton Rouge, LA, 70816, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 07/31/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Vice-President (3)Name of Business: Morris Superior Marketplace Office Building Address: 5422 Superior Dr Ste D, Baton Rouge, LA, 70816, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 03/11/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 1/4 owner in office building

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-26
  • S66 Uniform Combined State Law Examination
    2018-10-26

View on SEC IAPD

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