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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-01 |
| NJ | RA | APPROVED | 2024-06-18 |
| NY | RA | APPROVED | 2024-06-14 |
Branch Locations
1585 Broadway Capital Markets, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co | New York | NY | 04/2016 | 12/2016 |
| Pruco Securities, Llc | East Brunswick | NJ | 09/2017 | 01/2018 |
| Fountainhead Capital Management Llc | Edison | NJ | 01/2017 | 09/2017 |
| Cambridge Global Payments | New York | NY | 01/2018 | 03/2021 |
| Chelsea Financial Services | Staten Island | NY | 01/2020 | 03/2021 |
| Ice Bonds Securities Corporation | New York | NY | 04/2021 | 05/2023 |
| Creditex Group Inc. | New York | NY | 04/2021 | 05/2023 |
| Morgan Stanley Smith Barney Llc | New York | NY | 05/2023 | Present |
| Morgan Stanley & Co. Llc | New York | NY | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-24 |
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