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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-25 |
| CA | RA | APPROVED | 2016-08-09 |
Branch Locations
225 S. Lake Ave Ste 700, Pasadena, CA 91101 • United States
Arcadia, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Pasadena | CA | 03/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 11/2016 | Present |
APRICITY LLC, NOT INV RELATED, SUDIO CITY, CA, 100% OWNERSHIP, START 7/13/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, POTENTIAL CANDLE BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-09 |
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