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Joseph Anthony Argento

Citigroup Global Markets Inc.

New York, NY

Newark, NJ

CRD 6634871

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-27
  • NY RA
    APPROVED
    Since 2023-11-27

Branch Locations

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Newark, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa N.A. Woodside NY 08/2010 02/2018
Santander Bank, Na Boston MA 02/2018 01/2020
Santander Securities, Llc Dorchester MA 02/2018 01/2020
Hsbc Securities New York NY 10/2016 11/2017
Hsbc Bank Usa, N.A. Woodside NY 01/2020 07/2021
Hsbc Securities New York NY 01/2020 07/2021
Citigroup New York NY 08/2021 Present
  • 08/2010 → 02/2018
    Hsbc Bank Usa N.A.
    Woodside, NY
  • 02/2018 → 01/2020
    Santander Bank, Na
    Boston, MA
  • 02/2018 → 01/2020
    Santander Securities, Llc
    Dorchester, MA
  • 10/2016 → 11/2017
    Hsbc Securities
    New York, NY
  • 01/2020 → 07/2021
    Hsbc Bank Usa, N.A.
    Woodside, NY
  • 01/2020 → 07/2021
    Hsbc Securities
    New York, NY
  • 08/2021 → Present
    Citigroup
    New York, NY
Other Businesses

OA name: Uber, Nature: Rideshare (Investment-related: No, Location: Newark, NJ, started 06/01/2026), Title: Driver, Duties: Rideshare Driver, Hours: (0 during trading hours/month, 6-10 during non-trading hours/month). OA name: LYFT, Nature: Rideshare (Investment-related: No, Location: Newark, NJ, started 06/01/2026), Title: Driver, Duties: Rideshare Driver, Hours: (0 during trading hours/month, 6-10 during non-trading hours/month).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-26
S63 Uniform Securities Agent State Law Examination 2016-07-13
  • S65 Uniform Investment Adviser Law Examination
    2023-11-26
  • S63 Uniform Securities Agent State Law Examination
    2016-07-13
Other Names
  • Joseph Anthony Argento
  • Joseph Argento
  • Joseph A Argento
  • Joseph A. Argento

View on SEC IAPD

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