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Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-27 |
Branch Locations
Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States
Newark, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa N.A. | Woodside | NY | 08/2010 | 02/2018 |
| Santander Bank, Na | Boston | MA | 02/2018 | 01/2020 |
| Santander Securities, Llc | Dorchester | MA | 02/2018 | 01/2020 |
| Hsbc Securities | New York | NY | 10/2016 | 11/2017 |
| Hsbc Bank Usa, N.A. | Woodside | NY | 01/2020 | 07/2021 |
| Hsbc Securities | New York | NY | 01/2020 | 07/2021 |
| Citigroup | New York | NY | 08/2021 | Present |
OA name: Uber, Nature: Rideshare (Investment-related: No, Location: Newark, NJ, started 06/01/2026), Title: Driver, Duties: Rideshare Driver, Hours: (0 during trading hours/month, 6-10 during non-trading hours/month). OA name: LYFT, Nature: Rideshare (Investment-related: No, Location: Newark, NJ, started 06/01/2026), Title: Driver, Duties: Rideshare Driver, Hours: (0 during trading hours/month, 6-10 during non-trading hours/month).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-13 |
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