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Michael Alex Hauger

Wells Fargo Clearing Services, LLC

Albuquerque, NM

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-09
NM RA APPROVED 2016-07-18
  • TX RA
    APPROVED
    Since 2017-01-09
  • NM RA
    APPROVED
    Since 2016-07-18

Branch Locations

6501 Americas Pkwy Ne Ste 1000, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Albuquerque NM 04/2016 11/2016
Wells Fargo Clearing Services, Llc Albuquerque NM 11/2016 Present
Other Businesses

EXECUTOR FOR COUSIN-IN-LAW, INV RELATED, ALBUQUERQUE, NM, START: 3/4/2024, 0 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-16
  • S66 Uniform Combined State Law Examination
    2016-07-16
Other Names
  • Michael Hauger

View on SEC IAPD

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Other Offices

AAN WEALTH ADVISORS LLC · Albuquerque, NM
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ALLWORTH FINANCIAL, L.P. · ALBUQUERQUE, NM
EDWARD JONES · ALBUQUERQUE, NM
ZANETTI FINANCIAL, LLC · ALBUQUERQUE, NM
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ALBUQUERQUE, NM
AMERIPRISE FINANCIAL SERVICES, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

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