Luke Daniel Smith

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 05/2021
  Axa Advisors Llc
  New York, NY
• 04/2016 → 10/2022
  Equitable Advisors, Llc
  New York, NY
• 10/2022 → Present
  J.P. Morgan Securities Llc
  Montgomery, TX
• 10/2022 → Present
  Jpmorgan Chase Bank, N.A.
  Montgomery, TX
• 01/2022 → 10/2022
  Well Lived Wealth, Llc
  Houston, TX
• 08/2016 → 12/2021
  Equitable Financial Life Ins Co
  New York, NY

Previous Registrations

• 2021-06-21 → 2022-10-14
  Equitable Advisors, Llc
  Houston, TX
  Spring, TX
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-06-18
• S63 Uniform Securities Agent State Law Examination
  2016-12-03

Other Names

• Luke D Smith
• Luke Smith