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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 02/2012 | 11/2018 |
| Hsbc Securities (Usa) Inc. | New York | NY | 02/2012 | 11/2018 |
| Hsbc Securities (Usa) Inc. | New York | NY | 02/2012 | 11/2017 |
| Jpmorgan Chase Bank, N.A. | New Canaan | CT | 11/2018 | Present |
| J.P. Morgan Securities Llc | New Canaan | CT | 11/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-24 |
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