Nickolas King

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-07-25
SC	RA	APPROVED	2023-07-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Welch Financial Planning	Boulder	CO	04/2016	11/2016
Cambridge Investment Research, Inc.	Fairfield	IA	04/2016	07/2017
Cambridge Investment Research, Inc.	Fairfield	IA	04/2016	11/2018
Resource Financial Group	Wilmette	IL	11/2018	05/2021
Securities Service Network	Wilmette	IL	11/2018	09/2020
Securities America, Inc.	Wilmette	IL	09/2020	06/2021
Edward Jones	St. Louis	MO	06/2021	06/2023
Trinity Financial Advisors	Chicago	IL	05/2018	11/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Camden	SC	06/2023	Present
Valenta Capital Mgmt	Westminster	CO	09/2017	05/2018
Bank Of America, N.A.	Camden	SC	07/2023	Present

04/2016 → 11/2016

Welch Financial Planning

Boulder, CO
04/2016 → 07/2017

Cambridge Investment Research, Inc.

Fairfield, IA
04/2016 → 11/2018

Cambridge Investment Research, Inc.

Fairfield, IA
11/2018 → 05/2021

Resource Financial Group

Wilmette, IL
11/2018 → 09/2020

Securities Service Network

Wilmette, IL
09/2020 → 06/2021

Securities America, Inc.

Wilmette, IL
06/2021 → 06/2023

Edward Jones

St. Louis, MO
05/2018 → 11/2018

Trinity Financial Advisors

Chicago, IL
06/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Camden, SC
09/2017 → 05/2018

Valenta Capital Mgmt

Westminster, CO
07/2023 → Present

Bank Of America, N.A.

Camden, SC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-27

Other Firms