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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-07-18
SC RA APPROVED 2000-07-17
  • TX RA
    APPROVED_RES
    Since 2006-07-18
  • SC RA
    APPROVED
    Since 2000-07-17

Branch Locations

917 Broad St, Camden, SC 29020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 04/2000 Present
Bank Of America, N.A. Camden SC 12/2009 Present
Other Businesses

I*2044269, Entity Type Fiduciary, Name of OBA: CSS Address: Camden, South Carolina, 29020 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11-Oct-2024 No Hours: 1 monthly No Hours during trading: 0 Duties: POA for parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-29
  • S66 Uniform Combined State Law Examination
    2000-06-29
Other Names
  • Steven Spring
  • C. Steven Spring

View on SEC IAPD

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