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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-16 |
| SC | RA | APPROVED | 2023-12-05 |
Branch Locations
917 Broad St, Camden, SC 29020 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Columbia | SC | 10/2018 | 04/2019 |
| Ameriprise Financial | Columbia | SC | 11/2017 | 09/2018 |
| Je Wilson Advisors Llc | Columbia | SC | 04/2016 | 11/2017 |
| Jarrod Stokes | Columbia | SC | 10/2018 | 04/2019 |
| Unemployed | Columbia | SC | 09/2018 | 10/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2018 | 04/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Camden | NC | 04/2019 | Present |
I*457783, Entity Type: Entity For Profit, Name of OBA: EC Specialties LLC, Address: Columbia, South Carolina 29229, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 08/10/2009, No Hours: 0, No Hours during trading: 0, Duties: registered agent of LLC and owner of EC Specialties which was used several years for tax purposes as recommended by our CPA because my husband is a 1099 employee and used our home and other personal assets for business. I have no active role.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-15 |
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