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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-03
NJ RA APPROVED 2023-09-25
NY RA APPROVED 2021-06-16
CT RA APPROVED 2016-11-09
  • TX RA
    APPROVED_RES
    Since 2026-03-03
  • NJ RA
    APPROVED
    Since 2023-09-25
  • NY RA
    APPROVED
    Since 2021-06-16
  • CT RA
    APPROVED
    Since 2016-11-09

Branch Locations

399 Park Avenue 12Th Floor, New York, NY 10022 • United States

Brookville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 04/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 08/2016 Present
  • 04/2016 → Present
    New York, NY
  • 08/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-09
  • S66 Uniform Combined State Law Examination
    2016-11-09
Other Names
  • Frankki Ann Romano

View on SEC IAPD

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